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heat-engine efficiency and Carnot limit

Learning objectives

  • Outcome

    Calculate the cycle work and efficiency of a heat engine from given Q1Q_1 and Q2Q_2 using A=Q1−Q2A = Q_1 - Q_2 and η=A/Q1\eta = A/Q_1.

  • Outcome

    Compute the Carnot limit ηmax⁡=1−T2/T1\eta_{\max} = 1 - T_2/T_1 and explain why the temperatures must be expressed in kelvin.

  • Outcome

    Test whether claimed engine performance is physically possible by comparing its efficiency with the Carnot limit for the same temperatures.

Understand the idea

Heat Engine Efficiency and the Carnot Limit

Text

A heat engine absorbs heat Q1Q_1 from a hot reservoir, performs work AA, and rejects heat Q2Q_2 to a cold reservoir. Over a complete cycle the internal energy of the working substance returns to its initial value, so the first law of thermodynamics gives A=Q1−Q2A = Q_1 - Q_2. Efficiency is defined as the ratio of useful work to heat supplied: η=AQ1=1−Q2Q1.\eta = \frac{A}{Q_1} = 1 - \frac{Q_2}{Q_1}. Carnot showed that for fixed hot-reservoir and cold-reservoir temperatures T1T_1 and T2T_2, no cycle can exceed ηmax⁡=1−T2T1,\eta_{\max} = 1 - \frac{T_2}{T_1}, and equality is reached only by the reversible Carnot cycle. In this formula the temperatures must be absolute (kelvin), otherwise the ratio T2/T1T_2/T_1 is meaningless. Three consequences follow: efficiency is always less than one, it increases when T1T_1 rises or T2T_2 falls, and η=1\eta = 1 would require T2=0T_2 = 0 K, which is unattainable.

Worked examples

Direct

Problem

In one cycle the working substance absorbs Q1=800Q_1 = 800 J from the heater and rejects Q2=600Q_2 = 600 J to the cooler. Find the work per cycle and the efficiency of the engine.

Solution

Step 1. Work per cycle from the first law: A=Q1−Q2=800−600=200 J.A = Q_1 - Q_2 = 800 - 600 = 200\ \text{J}.

Step 2. Efficiency: η=AQ1=200800=0.25.\eta = \frac{A}{Q_1} = \frac{200}{800} = 0.25.

Step 3. Check with the heats: η=1−Q2/Q1=1−600/800=0.25\eta = 1 - Q_2/Q_1 = 1 - 600/800 = 0.25 — same result.

Answer: A=200A = 200 J, η=25%\eta = 25\%.

Application

Problem

An ideal Carnot engine operates between a heater at T1=500T_1 = 500 K and a cooler at T2=300T_2 = 300 K. Each cycle absorbs Q1=1000Q_1 = 1000 J from the heater. Find the maximum efficiency, the maximum work per cycle, and the heat rejected to the cooler.

Solution

Step 1. Carnot limit: ηmax⁡=1−T2T1=1−300500=0.40.\eta_{\max} = 1 - \frac{T_2}{T_1} = 1 - \frac{300}{500} = 0.40.

Step 2. Maximum work: Amax⁡=ηmax⁡Q1=0.40⋅1000=400 J.A_{\max} = \eta_{\max} Q_1 = 0.40 \cdot 1000 = 400\ \text{J}.

Step 3. Heat rejected to the cooler: Q2=Q1−Amax⁡=1000−400=600 J.Q_2 = Q_1 - A_{\max} = 1000 - 400 = 600\ \text{J}.

Answer: ηmax⁡=40%\eta_{\max} = 40\%, Amax⁡=400A_{\max} = 400 J, Q2=600Q_2 = 600 J. Any real engine between these temperatures gives less efficiency.

Transfer

Problem

An inventor claims that his engine takes Q1=5000Q_1 = 5000 J per cycle from a heater at T1=400T_1 = 400 K and rejects Q2=2500Q_2 = 2500 J to a cooler at T2=300T_2 = 300 K. Is this possible? Justify your answer with a calculation. What is the maximum permissible work under these conditions?

Solution

Step 1. Claimed efficiency: η=Q1−Q2Q1=5000−25005000=0.50.\eta = \frac{Q_1 - Q_2}{Q_1} = \frac{5000 - 2500}{5000} = 0.50.

Step 2. Carnot limit for these temperatures: ηmax⁡=1−T2T1=1−300400=0.25.\eta_{\max} = 1 - \frac{T_2}{T_1} = 1 - \frac{300}{400} = 0.25.

Step 3. Comparison: 0.50>0.250.50 > 0.25, so the claimed efficiency is twice the Carnot limit. Such a cycle is impossible — it would violate the second law of thermodynamics.

Step 4. Maximum permissible work: Amax⁡=ηmax⁡Q1=0.25⋅5000=1250 J,A_{\max} = \eta_{\max} Q_1 = 0.25 \cdot 5000 = 1250\ \text{J}, so the cooler would have to receive at least Q2=5000−1250=3750Q_2 = 5000 - 1250 = 3750 J.

Answer: the claim is impossible; the maximum work at these temperatures is 1250 J.

Practice

Text

Self-study work with a heat-engine model (safe, no real heaters).

  1. Open an interactive heat-engine or Carnot-cycle simulation (for example, a browser-based Carnot cycle simulator). Do not use real boiling water, steam, or open flames: the hot reservoirs are modelled virtually.
  2. For 4–5 pairs of temperatures T1T_1 and T2T_2, record the heat supplied Q1Q_1, the heat rejected Q2Q_2, the work AA, and the efficiency η\eta; put the results in a table.
  3. For each row compute ηmax⁡=1−T2/T1\eta_{\max} = 1 - T_2/T_1 and compare it with the η\eta measured in the model.
  4. Plot η\eta against the ratio T2/T1T_2/T_1 and overlay the straight line 1−T2/T11 - T_2/T_1.
  5. State a conclusion: how efficiency changes as T1T_1 rises and as T2T_2 falls, and why the points never rise above the Carnot line.

Visual reference

Purpose

To show the energy flows in a heat engine and to make clear why efficiency is bounded by the temperature ratio and can never reach 100%.

Representation

Diagram: the hot reservoir at temperature T1T_1 on top, an arrow Q1Q_1 down to the working substance, from which an arrow AA goes sideways (useful work) and an arrow Q2Q_2 goes down to the cold reservoir at temperature T2T_2. Beside it, a graph: horizontal axis shows the ratio T2/T1T_2/T_1 from 0 to 1, vertical axis shows η\eta; the straight line ηmax⁡=1−T2/T1\eta_{\max} = 1 - T_2/T_1 and points lying below it.

Real-world examples

Petrol engine in a family car

Scenario

A 1.6 L1.6\ \mathrm{L} petrol engine burns its fuel in short bursts; the burning gases reach roughly 2200 K2200\ \mathrm{K}, and the engine is cooled by outside air at about 300 K300\ \mathrm{K}. Of every 100 MJ100\ \mathrm{MJ} of heat released by the fuel, only about 30 MJ30\ \mathrm{MJ} reach the wheels as useful work — the radiator, the exhaust pipe and friction take the other 70 MJ70\ \mathrm{MJ}.

Connection

Here η=W/QH=30/100=0.30\eta = W/Q_H = 30/100 = 0.30, i.e. 30%30\%. The Carnot limit for the same temperatures is ηC=1−TC/TH=1−300/2200≈0.86\eta_{C} = 1 - T_C/T_H = 1 - 300/2200 \approx 0.86; the real engine sits far below it because heat transfer in a few milliseconds is irreversible, the gas does not expand fully, and part of the heat leaves with the exhaust instead of doing work.

Steam turbine at a power plant

Scenario

In a thermal power station steam enters the turbine at 550 ∘C550\ ^\circ\mathrm{C}, that is 823 K823\ \mathrm{K}, and the used steam condenses in a cooling tower against water at 30 ∘C30\ ^\circ\mathrm{C}, that is 303 K303\ \mathrm{K}. The station sends about 400 MW400\ \mathrm{MW} of electrical power to the grid while the fuel supplies about 1000 MW1000\ \mathrm{MW} of heat.

Connection

η=400/1000=0.40\eta = 400/1000 = 0.40, i.e. 40%40\%, while the Carnot limit is ηC=1−303/823≈0.63\eta_{C} = 1 - 303/823 \approx 0.63. The gap of 2323 percentage points is the price of a real cycle: the turbine blades, the boiler's finite temperature difference and the pumps all consume part of the work, and heat is transferred across temperature differences rather than reversibly.

Turbofan engine during a flight

Scenario

A turbofan cruising at 11 km11\ \mathrm{km} burns about 1 kg1\ \mathrm{kg} of kerosene per second, which releases roughly 43 MJ43\ \mathrm{MJ} of heat each second (43 MW43\ \mathrm{MW}). The combustion chamber runs at about 1800 K1800\ \mathrm{K} and the outside air at that altitude is about 220 K220\ \mathrm{K}. The engine turns that heat into roughly 15 MW15\ \mathrm{MW} of thrust power.

Connection

η=15/43≈0.35\eta = 15/43 \approx 0.35, i.e. about 35%35\%. The Carnot limit ηC=1−220/1800≈0.88\eta_{C} = 1 - 220/1800 \approx 0.88 shows the temperature difference is more than wide enough; the loss comes from the jet exhaust still carrying kinetic and thermal energy, from compressor and turbine inefficiency, and from the fact that a heat engine must reject QC=QH−W≈28 MWQ_C = Q_H - W \approx 28\ \mathrm{MW} to the cold air.